-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q40INptutLmj7+PbC0O8X+YdLejymGlkyX5xLkwMhZnneX1YTqTRqcFeRMc3tXpk DsRHBPyXOw5iG1vPnbGz6Q== 0000950144-98-001614.txt : 19980218 0000950144-98-001614.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950144-98-001614 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NYSE GROUP MEMBERS: BARFIELD H LEE II GROUP MEMBERS: MARY LOUISE FRIST BARFIELD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN RETIREMENT CORP CENTRAL INDEX KEY: 0000787784 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 621674303 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-53347 FILM NUMBER: 98540281 BUSINESS ADDRESS: STREET 1: 111 WESTWOOD PLACE CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 6152212250 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARFIELD H LEE II CENTRAL INDEX KEY: 0001055490 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BASS BERRY & SIMS PLC STREET 2: 2700 FIRST AMERICAN CTR CITY: NASHVILLE STATE: TN ZIP: 37238 BUSINESS PHONE: 6157426202 MAIL ADDRESS: STREET 1: BASS BERRY & SIMS PLC STREET 2: 2700 FIRST AMERICAN CTR CITY: NASHVILLE STATE: TN ZIP: 37238 SC 13G 1 AMERCIAN RETIREMENT CORPORATION/H. LEE BARFIELD 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------------------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(b) American Retirement Corporation - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 028913 10 1 ------------------------------------- (CUSIP Number) Page 1 of 6 Pages 2 - --------------------- ------------------ CUSIP No. 028913 10 1 13G Page 2 of 6 Pages - --------------------- ------------------ - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) H. Lee Barfield II - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 620,577 ---------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 620,577 ---------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 620,577 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (a) [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 Page 3 of 6 Pages - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Mary Louise Frist Barfield - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 620,577 ---------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 ---------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 620,577 ---------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 0 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 620,577 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* (a) [ ] - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.4% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 4 Page 4 of 6 Pages SCHEDULE 13G Item 1(a). Name of Issuer: American Retirement Corporation ("ACR") Item 1(b). Address of Issuer's 111 Westwood Place, Suite 402 Principal Executive Brentwood, Tennessee 37027 Offices: Item 2(a). Name of Persons Filing: H. Lee Barfield II ("H. Barfield") Mary Louise Frist Barfield ("M. Barfield") Item 2(b). Address of Principal 2700 First American Center Business Office: Nashville, Tennessee 37238 is the business address for H. Barfield and for M. Barfield, in care of H. Barfield. Item 2(c). Organization/Citizenship: H. Barfield and M. Barfield are each United States citizens. Item 2(d). Title of Class Common stock of Securities: ("Common Stock") Item 2(e). CUSIP Number: 028913 10 1 Item 3. Inapplicable. Item 4. Ownership. This Schedule 13G is filed jointly by the reporting persons to reflect beneficial ownership of Common Stock by H. Barfield and M. Barfield and certain overlapping beneficial ownership of such persons. 5 Page 5 of 6 Pages
Total Shares Shared of ACR Common Percent Sole Shared Sole Power Stock Beneficially of Voting Voting Power to to Person Owned Class(1) Power Power Dispose Dispose ------ ------------------ -------- -------- ------- --------- ------- H. Barfield 620,577(2) 5.4% 620,577 -- 620,577 -- M. Barfield 620,577(3) 5.4% 620,577 -- 620,577 --
- ------------ (1) Based on 11,420,860 shares of Common Stock outstanding as of December 31, 1997. (2) Includes 2,708 shares beneficially owned by H. Barfield that he has the right to acquire pursuant to the conversion provisions of ACR's 5 3/4% Convertible Subordinated Debentures Due 2002 ("Conversion Shares") and 473,065 shares beneficially owned by H. Barfield's wife, M. Barfield. (3) Includes 208 Conversion Shares beneficially owned by M. Barfield, 147,512 shares beneficially owned by M. Barfield's husband, H. Barfield, and an aggregate of 184,804 shares beneficially owned by trusts for the benefit of M. Barfield's children, of which M. Barfield serves as trustee. Item 5. Ownership of Five Percent or Less of a Class. Inapplicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Inapplicable. Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of Group. Inapplicable. Item 10. Certification. Inapplicable. 6 Page 6 of 6 Pages SIGNATURES After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned certify that the information set forth in this statement is true, complete, and correct. H. Lee Barfield II /s/ H. Lee Barfield II ------------------------------------ Mary Louise Frist Barfield /s/ Mary Louise Frist Barfield ------------------------------------ -----END PRIVACY-ENHANCED MESSAGE-----